L4-M5 / lesson 1 of 2
A company offers an AI product to a financial institution.
Start here / A workplace decision
A company offers an AI product to a financial institution.
The roadmap contains one task: obtain an ISO certificate.
Before you read / Think it through
Pause and form your answer, then compare the reasoning. This reflection is not scored.
Identify the actual applicable laws, product route and contractual requirements.
The ideas below give you a method for this decision. Then work through the rest of this case and try the decisions yourself.
Regulations impose requirements within their scope.
Standards can specify ways of meeting requirements.
Separate a mandatory legal duty from a useful engineering method. The same control may support several duties without proving all of them.
Voluntary frameworks support practice but do not replace legal analysis.
A company offers an AI product to a financial institution and plans to reuse it in a connected industrial device. Its roadmap contains a single task called obtain ISO certification. The team assumes this will satisfy the AI Act, DORA and cybersecurity rules. It has not identified the product routes, contractual evidence or phased application dates.